Adviser Profile

As of Date 01/30/2026
Registration SEC, Approved, 04/12/2021
ADV Location POUND RIDGE, NY, United States
Contact Info (91 xxxxxxx
AUM* 106,200,000 3%
of that, discretionary 68,500,000 -3%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 1,361,538 24%
% High Net Worth 60.00% -6%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

70M 60M 50M 40M 30M 20M 10M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees