Description of Firm Stratis Capital, LLC is a registered investment adviser primarily based in Darien, CT. We are organized as a limited liability company ("LLC") under the laws of the State of Delaware. We have been providing investment advisory services since 02/01/2020. We are primarily owned by William Edward Epifanio, II.
The following paragraphs describe our services and fees. Refer to the description of each investment advisory service listed below for information on how we tailor our advisory services to your individual needs. As used in this brochure, the words "we," "our," and "us" refer to Stratis Capital, LLC and the words "you," "your," and "client" refer to you as either a client or prospective client of our firm.
Portfolio Management and Asset Allocation Services We offer portfolio management and asset allocation services that are tailored to meet our clients' needs and investment objectives. Once you have retained our firm for portfolio management and asset allocation services, we will gather information about your financial situation and objectives, and assist you in determining your investment goals, objectives, and risk tolerance. We will initially provide you with recommendations as to how to allocate your investments among categories of assets. We will then review your account on a periodic basis. Where appropriate, we may provide you with recommendations to change your asset allocation in an effort to remain consistent with your stated financial objectives.
If you participate in our discretionary portfolio management services, we require you to grant our firm discretionary authority to manage your account. We manage investment accounts on a discretionary basis whereby we have discretion to select, retain or replace investment managers and their sub-advisers to manage your accounts. Where appropriate, we will select and/or approve which investments or managed products to buy or sell for your account. We will regularly monitor the performance of your accounts managed by investment managers and their sub-advisers and, based upon their performance, propose and/or implement changes to investment products and managers themselves. You may limit our discretionary authority (for example, limiting the types of securities that can be purchased or sold for your account) by providing our firm with your restrictions and guidelines in writing.
We also offer non-discretionary

portfolio management services depending on client circumstances. If you enter into non-discretionary arrangements with our firm, we must obtain your approval prior to executing any transactions on behalf of your account. You have an unrestricted right to decline to implement any advice provided by our firm on a non-discretionary basis.
Selection of Other Advisers After gathering information about your financial situation and objectives, we may recommend that you engage one or more specific investment managers and their sub-advisers. Factors that we take into consideration when making our recommendation(s) include, but are not limited to, the following: the investment managers and their sub-advisers performance, methods of analysis, fees, your financial needs, investment goals, risk tolerance, and investment objectives. We will regularly monitor and evaluate the performance of your accounts managed by investment managers and their sub- advisers verses appropiate benchmarks. To ensure the investment managers and their sub-advisers investment style and performance remains aligned with your investment goals and objectives, we will hire and fire any investment managers and their sub-advisers without your prior approval.
4 Types of Investments We may offer advice on equity securities, warrants, corporate debt securities (other than commercial paper), commercial paper, certificates of deposit, municipal securities, United States government securities, options contracts on securities, options contracts on commodities, money market funds, real estate, REITs, PIPEs, derivatives, structured notes, ETFs, interests in partnerships investing in real estate and interests in partnerships investing in oil and gas interests.
Additionally, we may advise you on various types of investments based on your stated goals and objectives. We may also provide advice on any type of investment held in your portfolio at the inception of our advisory relationship.
Since our investment strategies and advice are based on each client's specific financial situation, the investment advice we provide to you may be different or conflicting with the advice we give to other clients regarding the same security or investment.
Assets Under Management As of December 31, 2023, we provide continuous management services for $275,633,101 in client assets on a discretionary basis, and $123,050,491 in client assets on a non-discretionary basis.