Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 07/12/2006
ADV Location SAN RAMON, CA, United States
Contact Info 888 xxxxxxx
Websites
AUM* 209,225,495 19%
of that, discretionary 206,753,207 32%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 381,103 16%
% High Net Worth 45.90% 33%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

207M 177M 148M 118M 89M 59M 30M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary