9AT: MAGUIRE INVESTMENTS LLC

MAGUIRE INVESTMENTS LLC

MAGUIRE INVESTMENTS LLC

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 04/27/2012
ADV Location	KING OF PRUSSIA, PA, United States
Contact Info	610 xxxxxxx

AUM^*	253,198,476 5%
of that, discretionary	225,533,380 28%
Number of Employees	4
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	740,346 -8%
% High Net Worth	36.77% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

226M 193M 161M 129M 97M 64M 32M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Firm Description Maguire Investments LLC is an investment adviser located in King of Prussia, PA.
We commenced operations in April of 2012. The owners of Maguire Investments are Alexander A. Maguire, Jr. and Alexander A. Maguire, III.
Types of Advisory Services Maguire Investments provides continuous investment management based on the individual needs of the client on either a discretionary or non-discretionary basis. We manage individual portfolios of bonds, stocks, mutual funds and exchange traded funds with limited exposure to other investments such as options.
Our basic strategy for investing in equities utilizes a conservative approach without excessive turnover in portfolios. Important factors are sustainable and growing profits and/or strong dividend payouts. We also look for companies that have strong management teams and are positioned to take advantage of their position in their marketplace.
Maguire Investments takes a very conservative approach to bond investing. For our clients, we typically invest in individual bonds that are of extremely high quality, as designated by the major rating agencies in the United States. We invest in both taxable and tax-free bonds, determined by the requirements and needs of each client.
Maguire Investments also specializes in the analysis and selection of financial services companies such as banks, insurance companies and diversified financial companies. For a select number of clients,

we manage portfolios consisting only of these securities. This particular style portfolio typically experiences more turnover due to the nature of the industry. Often, equity positions in small capitalization companies are utilized and therefore require a more nimble approach to buying and selling.
Tailored Relationships Maguire Investments believes investing should be based on each client’s individual needs and goals. For example, we generally feel it would be improper to have identical investments for a retired couple of 80 and a working professional of 45. It’s for that reason that Maguire Investments tailors portfolios to meet the needs of each client. At times, that can mean investing in more dividend oriented stocks for those with current income needs or investing in higher growth companies for those with very long time horizons. Additionally, clients occasionally place restrictions on their investment accounts, such as the type of investments they are willing to own or their unwillingness to sell a large position in a stock with a low cost basis. We build each portfolio to fit the needs of the client.
Wrap Fee Programs Maguire Investments does not participate in wrap fee programs.
Client Assets Maguire Investments manages both discretionary and non-discretionary assets. As of December 31, 2022, Maguire Investments managed discretionary assets totaling $176,616,300 and non-discretionary assets totaling $64,121,851.