Overview
Description of Firm
Mittelman Wealth Management LLC d/b/a Mittelman Wealth Management is a registered investment
adviser based in Andover, MA. We are organized as a limited liability company ("LLC") under the laws
of the State of Massachusetts. We are owned by S. Joel Mittelman, CFA ®, CFP®.
The following paragraphs describe our services and fees. Refer to the description of each investment
advisory service listed below for information on how we tailor our advisory services to your individual
needs. As used in this brochure, the words "we," "our," and "us" refer to Mittelman Wealth
Management and the words "you," "your," and "client" refer to you as either a client or prospective
client of our firm.
Investment Management and Wealth Planning Services
Investment Management Services
We offer discretionary investment management services. Our investment programs are customized for
each client based on their respective needs, objectives, and preferences. Our approach is predicated
on clients granting the firm discretionary authority to manage their account. Discretionary authorization
will allow us to determine the appropriate asset allocation, as well as specific securities and amounts to
be purchased or sold without client approval prior to each transaction. Discretionary authority is
typically granted by the investment advisory agreement the client signs with our firm and the
appropriate trading authorization forms.
The client may limit our discretionary authority (e.g., types of
securities that can be purchased or sold) by providing us with restrictions in writing.
Wealth Planning Services
We offer a variety of highly tailored wealth planning consulting services. The scope of these services
will vary based on client need and are provided at no additional cost. Areas of expertise include:
financial planning, tax strategy, retirement planning, trust and estate advisory, nonprofit advisory, and
philanthropic advisory.
Wrap Fee Programs
We do not participate in any wrap fee program.
Types of Investments
We offer advice on equity securities, corporate debt securities, municipal securities, mutual fund
shares, United States government securities, money market funds, ETFs, and private placements.
Additionally, we may advise you on various types of investments based on your stated goals and
objectives. We may also provide advice on any type of investment held in your portfolio at the inception
of our advisory relationship.
Since our investment strategies and advice are based on each client’s specific financial situation, the
investment advice we provide to you may be different or conflicting with the advice we give to other
clients regarding the same security or investment.
Assets Under Management
As of December 31, 2023, we provide continuous management services for $194,609,214 in client
assets on a discretionary basis.