Adviser Profile

As of Date 02/19/2026
Registration SEC, Approved, 08/30/1990
ADV Location WESTPORT, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 471,664,259 35%
of that, discretionary 469,944,195 35%
Number of Employees 4 33%
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 2,876,002 37%
% High Net Worth 90.65% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Reported AUM

470M 403M 336M 269M 201M 134M 67M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary