9AT: TIMECAPITAL INVESTOR ADVISORY SERVICES INC

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

Adviser Profile

As of Date	06/30/2026
Registration	SEC, Approved, 07/29/1976
ADV Location	PORT JEFFERSON STATION, NY, United States
Contact Info	631 xxxxxxx
Websites

AUM^*	262,046,449 9%
of that, discretionary	142,134,125 25%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	530,458 17%
% High Net Worth	28.57% -9%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

219M 188M 157M 125M 94M 63M 31M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. TimeCapital Investor Advisory Services Inc. (“Advisor”) is a New York corporation that was formed in April 1976. We are principally owned by Alexander Rohman. We are affiliates of a broker-dealer, TimeCapital Securities Corporation (“TCS”), as described in Item 5, Section E below. Separately Managed Accounts In connection with the separately managed accounts, we and our affiliates typically receive the following compensation and other consideration from the owner of a managed account or from third parties: (1) the annual advisory fee (of up to 3% of assets under management) paid to us by the owner of the account and is negotiable (see Item 5, Section A), (2) if the owner of the account directly invests in a hedge fund or other private investment vehicle recommended by us, third party managers pay TCS referral fees (see Item 10, Section D and Item 5, Section A), Private Investment Funds In connection with the private investment funds, we and our affiliates typically receive the following compensation and other consideration from the private investment funds (and therefore the

investors in such funds) or from third parties: (1) referral fees that TCS receives from third party managers with respect to the funds’ capital which is allocated to hedge funds or other private investment vehicles managed by such third party managers (see Item 10, Section D), B. Advisor provides discretionary investment advice to separately managed accounts. We generally invest and trade on behalf of our clients in securities of a wide variety of issuers (see Item 8, Section A). C. With respect to the separately managed accounts, we permit investors to choose their investment objective (from a set list of investment objectives). Under certain circumstances, we may agree to adhere to specific operating guidelines imposed by the client. We negotiate such arrangements on a case-by-case basis. (See Item 16 “Investment Discretion”). D. We sponsor a wrap fee program. Please see Appendix 1 to this Brochure for disclosure regarding such program. E. As of March 31, 2023, Advisor managed approximately $102,058,315 on a discretionary basis and $138,273,064 on a non-discretionary basis.