other names
{{ Info.Overview }}
Revenue {{ Info.Revenue | formatUSD }}
Headquarters {{ Info.Headquarters }}

Adviser Profile

As of Date 03/28/2025
Adviser Type - Large advisory firm
Number of Employees 25 25.00%
of those in investment advisory functions 16 14.29%
Registration California, Terminated, 09/11/2006
Other registrations (2)
AUM* 639,384,881 40.71%
of that, discretionary 341,158,515 66.11%
Private Fund GAV* 0 -100.00%
Avg Account Size 234,379 3.67%
% High Net Worth 29.69% -1.90%
SMA’s Yes
Private Funds 0 2
Contact Info 805 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
249M 213M 178M 142M 107M 71M 36M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Brochure Summary