9AT: SAFE HARBOR FAMILY CAPITAL, LLC

SAFE HARBOR FAMILY CAPITAL, LLC

SAFE HARBOR FAMILY CAPITAL, LLC

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 01/03/2022
ADV Location	CHAPEL HILL, NC, United States
Contact Info	919 xxxxxxx

AUM^*	613,856,599 21%
of that, discretionary	352,880,500 17%
Number of Employees	3
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	2,612,156 14%
% High Net Worth	83.33% -7%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

353M 302M 252M 202M 151M 101M 50M

2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Description of Advisory Firm Safe Harbor Family Capital, LLC ("Safe Harbor" or the “firm”) is a North Carolina Limited Liability Company that was formed in 2006 to offer investment advisory services to high-net-worth individuals as well as a family foundation. Safe Harbor customizes its advisory services to meet the needs of each client family. Safe Harbor seeks to thoroughly understand each client’s goals and objectives including certain restrictions clients may wish to place on the investment process, such as social or environmental restrictions. Safe Harbor will develop a customized Investment Policy Statement. Safe Harbor is wholly owned by Samuel Soliman. Advisory Services Offered Safe Harbor provides investment management to its clients on both a discretionary and non- discretionary basis. Safe Harbor may implement its clients’ investment strategies via mutual

funds, ETFs and other securities that are selected by Safe Harbor. For some clients, additional financial consulting and advice may be provided in conjunction with discretionary investment management. Safe Harbor manages some of its client assets in separately managed accounts. In general, pursuant to its standard investment management agreement, Safe Harbor will be authorized to exercise its best judgment in investing, reinvesting, and selling the cash and other securities in each separately managed account in its discretion as well as through any of its outside managers. Assets Under Management As of December 31, 2023, Safe Harbor had approximately $301,429,630 under discretionary management and $207,773,708 under non-discretionary management. Wrap Fee Programs Safe Harbor does not participate in, nor is it a sponsor of, any wrap or bundled fee program.