Adviser Profile

AUM* 385,772,610 33%
of that, discretionary 224,897,361 38%
Number of Employees 6
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 625,239 29%
% High Net Worth 51.60% -7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

225M 193M 161M 129M 96M 64M 32M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$24,951,810 % Position12.00% $ Change17.00% # Change1.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$18,751,300 % Position9.00% $ Change14.00% # Change-1.00%
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$13,028,600 % Position6.00% $ Change24.00% # Change-3.00%
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$11,729,598 % Position6.00% $ Change69.00% # Change-1.00%
Stck Ticker808524771 Stock NameSCHWAB STRATEGIC TR $ Position$11,463,084 % Position6.00% $ Change9.00% # Change-2.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$9,303,319 % Position5.00% $ Change25.00% # Change-2.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$9,105,179 % Position4.00% $ Change9.00% # Change-5.00%
Stck Ticker808524409 Stock NameSCHWAB STRATEGIC TR $ Position$8,070,282 % Position4.00% $ Change16.00% # Change1.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$6,293,528 % Position3.00% $ Change6.00% # Change264.00%
Stck Ticker464287648 Stock NameISHARES TR $ Position$5,307,379 % Position3.00% $ Change24.00% # Change-1.00%

Brochure Summary