Adviser Profile

As of Date 03/10/2026
Registration SEC, Approved, 08/08/2019
ADV Location LEE'S SUMMIT, MO, United States
Contact Info 816 xxxxxxx
Websites
AUM* 562,443,873 23%
of that, discretionary 528,791,865 22%
Number of Employees 7
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 331,239 -66%
% High Net Worth 37.57% 9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

529M 453M 378M 302M 227M 151M 76M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46641Q837 Stock NameJPMORGAN ULTRA-SHORT INCOME ETF $ Position$31,271,834 % Position9.00% $ Change1.00% # Change2.00%
Stck Ticker02079K305 Stock NameALPHABET INC CAP STK CL A $ Position$14,095,903 % Position4.00% $ Change24.00% # Change0.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TRUST SERIES I $ Position$13,262,270 % Position4.00% $ Change28.00% # Change0.00%
Stck Ticker464287457 Stock NameISHARES 1-3 YEAR TREASURY BOND ETF $ Position$14,954,243 % Position4.00% $ Change2.00% # Change2.00%
Stck Ticker46432F339 Stock NameISHARES MSCI USA QUALITY FACTOR ETF $ Position$12,848,952 % Position4.00% $ Change17.00% # Change2.00%
Stck Ticker14021M107 Stock NameCAPITAL GROUP INTERNATIONAL EQUITY ETF $ Position$13,978,717 % Position4.00% $ Change9.00% # Change0.00%
Stck TickerG29183103 Stock NameEATON CORP PLC SHS $ Position$8,953,207 % Position3.00% $ Change17.00% # Change-1.00%
Stck Ticker464287507 Stock NameISHARES CORE S&P MID-CAP ETF $ Position$11,757,575 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker11135F101 Stock NameBROADCOM INC COM $ Position$10,509,760 % Position3.00% $ Change19.00% # Change-2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION COM $ Position$7,121,944 % Position2.00% $ Change16.00% # Change1.00%

Brochure Summary