9AT: ALPINE PEAKS CAPITAL, LP

other names

Adviser Profile

As of Date	03/29/2024
Adviser Type - Large advisory firm
Number of Employees	4
of those in investment advisory functions	3
Registration	SEC, Approved, 03/08/2022
Other registrations (1)	SEC, ERA - Withdrawn, 02/02/2022
Former registrations	ALPINE PEAKS CAPITAL, LP

AUM^*	213,414,250 27.37%
of that, discretionary	213,414,250 27.37%
Private Fund GAV^*	174,921,779 -13.52%
Avg Account Size	42,682,850 27.37%
SMA’s	No
Private Funds	4
Contact Info	1-3 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count4	GAV$174,921,779

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CONVOY INVESTMENTS, LLC	Hedge Fund13.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV13.3m	AUM186.6m	#Funds2
Adviser APPLIED FUNDAMENTAL RESEARCH, LLC	Hedge Fund109.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV109.7m	AUM163.4m	#Funds2
Adviser MARATHON PARTNERS EQUITY MANAGEMENT, LLC	Hedge Fund156.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV156.6m	AUM156.6m	#Funds4
Adviser GATOR CAPITAL MANAGEMENT, LLC	Hedge Fund161.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV161.5m	AUM244.3m	#Funds1
Adviser TRIVANT CUSTOM PORTFOLIO GROUP LLC	Hedge Fund6.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.1m	AUM195.3m	#Funds1
Adviser FIRST GROWTH CAPITAL LLC	Hedge Fund7.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV7.4m	AUM181.1m	#Funds1
Adviser HONDIUS CAPITAL MANAGEMENT, LP	Hedge Fund61.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV61.0m	AUM161.0m	#Funds1
Adviser SELLARONDA GLOBAL MANAGEMENT LP	Hedge Fund219.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV219.2m	AUM219.2m	#Funds1
Adviser THE CIRCUMFERENCE GROUP LLC	Hedge Fund178.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV178.3m	AUM187.3m	#Funds2
Adviser VETERI PLACE CORPORATION	Hedge Fund156.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV156.9m	AUM156.9m	#Funds6

Brochure Summary

Overview

A. General Description of Advisory Firm. The Adviser is an investment adviser with its principal place of business in New York, New York. The firm commenced operations as an investment adviser on January 1, 2018. Jennifer Oppold is the Adviser’s principal owner. B. Description of Advisory Services. The Adviser provides investment advisory services on a discretionary basis to its clients, which include pooled investment vehicles (the “Funds”) intended for sophisticated investors and institutional investors (the “Investors”) and may provide such services to separately managed accounts for institutions in the future. The Adviser’s strategies primarily invest in small and mid-cap equities. The Adviser is also a sub- adviser to a UCITs fund (the “UCITs Fund”). The Funds and the UCITs Fund are collectively referred to as the ”Clients.” C. Availability of Tailored Services for Individual Clients. The Adviser does not provide tailored advice to client accounts based on specific investment objectives and strategies. Clients may impose restrictions on investing in certain securities or certain types of securities if they share “do not trade lists” with Alpine Peaks Capital in advance of making an investment.

D. Wrap Fee Programs. The Adviser does not participate in wrap-fee programs. E. Client Assets Under Management. As of December 31, 2023, the Adviser managed approximately $213,414,250 of client assets on a discretionary basis. The Adviser does not manage any Client assets on a non-discretionary basis. This Brochure does not constitute an offer to sell or solicitation of an offer to buy any securities. The securities of the Funds are offered and sold on a private placement basis under exemptions promulgated under the Securities Act of 1933 and other applicable state, federal or non-U.S. laws. Significant suitability requirements apply to prospective investors in the Funds, including requirements that they be "accredited investors" as defined in Regulation D, "qualified purchasers" as defined in the Investment Company Act, or non- "U.S. Persons" as defined in Regulation S. Persons reviewing this Brochure should not construe this as an offer to sell or a solicitation of an offer to buy the securities of any of the Funds described herein. Any such offer or solicitation will be made only by means of a confidential private placement memorandum.

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ALPINE PEAKS CAPITAL, LP

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