9AT: ALPINE PEAKS CAPITAL, LP

ALPINE PEAKS CAPITAL, LP

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ALPINE PEAKS CAPITAL, LP

Adviser Profile

As of Date	05/16/2026
Registration status	Terminated
ADV Location	NEW YORK, NY, United States
Contact Info	347 xxxxxxx
Websites

AUM^*	137,299,114 -36%
of that, discretionary	137,299,114 -36%
Private Fund GAV^*	0 -100%
Avg Account Size	34,324,779 -20%
SMA’s	No
Private Funds	0 4

Adviser Type

- Large advisory firm

Number of Employees 3 -25%

of those in investment advisory functions 2 -33%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

213M 183M 152M 122M 91M 61M 30M

2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

A. General Description of Advisory Firm. The Adviser is an investment adviser with its principal place of business in New York, New York. The firm commenced operations as an investment adviser on January 1, 2018. Jennifer Oppold is the Adviser’s principal owner. B. Description of Advisory Services. The Adviser provides investment advisory services on a discretionary basis to its clients, which include pooled investment vehicles (the “Funds”) intended for sophisticated investors and institutional investors (the “Investors”) and may provide such services to separately managed accounts for institutions in the future. The Adviser’s strategies primarily invest in small and mid-cap equities. The Adviser is also a sub- adviser to a UCITs fund (the “UCITs Fund”). The Funds and the UCITs Fund are collectively referred to as the ”Clients.” C. Availability of Tailored Services for Individual Clients. The Adviser does not provide tailored advice to client accounts based on specific investment objectives and strategies. Clients may impose restrictions on investing in certain securities or certain types of securities if they share “do not trade lists” with Alpine Peaks Capital in advance of making an investment.

D. Wrap Fee Programs. The Adviser does not participate in wrap-fee programs. E. Client Assets Under Management. As of December 31, 2023, the Adviser managed approximately $213,414,250 of client assets on a discretionary basis. The Adviser does not manage any Client assets on a non-discretionary basis. This Brochure does not constitute an offer to sell or solicitation of an offer to buy any securities. The securities of the Funds are offered and sold on a private placement basis under exemptions promulgated under the Securities Act of 1933 and other applicable state, federal or non-U.S. laws. Significant suitability requirements apply to prospective investors in the Funds, including requirements that they be "accredited investors" as defined in Regulation D, "qualified purchasers" as defined in the Investment Company Act, or non- "U.S. Persons" as defined in Regulation S. Persons reviewing this Brochure should not construe this as an offer to sell or a solicitation of an offer to buy the securities of any of the Funds described herein. Any such offer or solicitation will be made only by means of a confidential private placement memorandum.