Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 09/24/2019
Contact Info 202 xxxxxxx
Websites
AUM* 130,622,527 -40%
of that, discretionary 130,622,527 -40%
Number of Employees 4
of those in investment advisory functions 1 -50%
Private Fund GAV* 0 -100%
Avg Account Size 1,949,590 56%
% High Net Worth 76.12% 45%
SMA’s Yes
Private Funds 0 1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

215M 184M 153M 123M 92M 61M 31M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name RICHEY MAY & CO Filing Date10/28/2025 Form ADV-E View Report

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Brochure Summary