Adviser Profile

As of Date 02/06/2026
Registration SEC, Approved, 05/11/2015
ADV Location NEWPORT BEACH, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 486,768,108 50%
of that, discretionary 481,315,911 50%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 800,605 36%
% High Net Worth 29.70% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

481M 413M 344M 275M 206M 138M 69M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$18,535,365 % Position6.00% $ Change21.00% # Change-2.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$19,021,161 % Position6.00% $ Change13.00% # Change-7.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$17,977,470 % Position5.00% $ Change13.00% # Change-1.00%
Stck Ticker38141G104 Stock NameGOLDMAN SACHS GROUP INC $ Position$12,583,754 % Position4.00% $ Change18.00% # Change-1.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$14,406,865 % Position4.00% $ Change28.00% # Change-2.00%
Stck Ticker747525103 Stock NameQUALCOMM INC $ Position$8,260,025 % Position3.00% $ Change42.00% # Change-1.00%
Stck Ticker88160R101 Stock NameTESLA INC $ Position$8,807,785 % Position3.00% $ Change29.00% # Change14.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$9,131,759 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$9,149,359 % Position3.00% $ Change-4.00% # Change0.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$10,126,278 % Position3.00% $ Change-20.00% # Change-1.00%