Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 06/30/2014
ADV Location PARSIPPANY, NJ, United States
Contact Info 973 xxxxxxx
Websites
AUM* 237,406,702 25%
of that, discretionary 237,406,702 25%
Number of Employees 5
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 1,205,110 283%
% High Net Worth 43.15% 8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

237M 203M 170M 136M 102M 68M 34M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$51,127,884 % Position21.00% $ Change3.00% # Change-15.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$50,481,893 % Position21.00% $ Change9.00% # Change1.00%
Stck Ticker78464A672 Stock NameSPDR SERIES TRUST $ Position$28,926,319 % Position12.00% $ Change7.00% # Change8.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$21,962,985 % Position9.00% $ Change6.00% # Change-4.00%
Stck Ticker78468R853 Stock NameSPDR SERIES TRUST $ Position$18,124,710 % Position7.00% $ Change0.00% # Change-17.00%
Stck Ticker78464A375 Stock NameSPDR SERIES TRUST $ Position$14,695,419 % Position6.00% $ Change7.00% # Change7.00%
Stck Ticker78464A383 Stock NameSPDR SERIES TRUST $ Position$13,803,118 % Position6.00% $ Change-33.00% # Change-32.00%
Stck Ticker78463X509 Stock NameSPDR INDEX SHS FDS $ Position$12,040,043 % Position5.00% $ Change13.00% # Change2.00%
Stck Ticker78464A201 Stock NameSPDR SERIES TRUST $ Position$9,028,622 % Position4.00% $ Change64.00% # Change33.00%
Stck Ticker78464A300 Stock NameSPDR SERIES TRUST $ Position$8,563,493 % Position4.00% $ Change # Change

Brochure Summary