Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 10/28/2009
ADV Location AUSTIN, TX, United States
Contact Info 512 xxxxxxx
Websites
AUM* 1,566,020,358 29%
of that, discretionary 1,566,020,358 29%
Number of Employees 30 3%
of those in investment advisory functions 30 3%
Private Fund GAV* 0
Avg Account Size 415,831 17%
% High Net Worth 42.62% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 895M 671M 447M 224M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$54,155,165 % Position5.00% $ Change12.00% # Change-2.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$26,397,298 % Position3.00% $ Change20.00% # Change4.00%
Stck Ticker61774R825 Stock NameMORGAN STANLEY ETF TRUST $ Position$27,584,097 % Position3.00% $ Change60.00% # Change60.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$30,034,435 % Position3.00% $ Change7.00% # Change-4.00%
Stck Ticker97717X669 Stock NameWISDOMTREE TR $ Position$31,434,058 % Position3.00% $ Change9.00% # Change0.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$28,944,370 % Position3.00% $ Change21.00% # Change-1.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$16,780,981 % Position2.00% $ Change8.00% # Change1.00%
Stck Ticker47103U845 Stock NameJANUS DETROIT STR TR $ Position$16,548,757 % Position2.00% $ Change5.00% # Change5.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$18,854,908 % Position2.00% $ Change49.00% # Change27.00%
Stck Ticker33739P608 Stock NameFIRST TR EXCH TRADED FD III $ Position$16,245,354 % Position2.00% $ Change7.00% # Change1.00%

Brochure Summary