Adviser Profile

As of Date 08/19/2026
Registration SEC, Approved, 03/01/1984
ADV Location ST. LOUIS, MO, United States
Contact Info 314 xxxxxxx
Websites
AUM* 716,138,721 38%
of that, discretionary 716,138,721 38%
Number of Employees 17 -6%
of those in investment advisory functions 16 -6%
Private Fund GAV* 0
Avg Account Size 295,803 35%
% High Net Worth 21.18% 40%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

716M 614M 512M 409M 307M 205M 102M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$23,504,135 % Position6.00% $ Change13.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$19,359,917 % Position5.00% $ Change23.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$12,898,532 % Position3.00% $ Change12.00% # Change0.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$11,390,975 % Position3.00% $ Change8.00% # Change-3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$12,605,056 % Position3.00% $ Change4.00% # Change-1.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$10,720,279 % Position3.00% $ Change17.00% # Change5.00%
Stck Ticker931142103 Stock NameWALMART INC $ Position$7,560,291 % Position2.00% $ Change-11.00% # Change-1.00%
Stck Ticker57636Q104 Stock NameMASTERCARD INCORPORATED $ Position$7,666,724 % Position2.00% $ Change6.00% # Change0.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$7,761,201 % Position2.00% $ Change9.00% # Change1.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$8,827,175 % Position2.00% $ Change26.00% # Change2.00%

Brochure Summary