Adviser Profile

As of Date 03/19/2026
Registration SEC, Approved, 04/17/2015
ADV Location PORTLAND, ME, United States
Contact Info 207 xxxxxxx
Websites
AUM* 658,598,502 24%
of that, discretionary 658,598,502 24%
Number of Employees 6
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 1,325,148 48%
% High Net Worth 76.44% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

659M 565M 470M 376M 282M 188M 94M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BERRYDUNN Filing Date09/19/2025 Form ADV-E View Report
Accounting Firm Name BERRYDUNN Filing Date10/25/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$24,982,474 % Position5.00% $ Change14.00% # Change0.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$18,662,373 % Position4.00% $ Change50.00% # Change0.00%
Stck Ticker464287465 Stock NameISHARES TR $ Position$21,756,108 % Position4.00% $ Change14.00% # Change6.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$20,199,007 % Position4.00% $ Change18.00% # Change2.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$19,790,152 % Position4.00% $ Change17.00% # Change2.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$22,463,934 % Position4.00% $ Change22.00% # Change518.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$15,712,842 % Position3.00% $ Change14.00% # Change308.00%
Stck Ticker464287234 Stock NameISHARES TR $ Position$13,852,751 % Position3.00% $ Change23.00% # Change2.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$13,262,037 % Position3.00% $ Change0.00% # Change-1.00%
Stck Ticker46436E718 Stock NameISHARES TR $ Position$14,290,610 % Position3.00% $ Change57.00% # Change57.00%

Brochure Summary