Adviser Profile

As of Date 02/25/2026
Registration SEC, Approved, 12/19/1996
ADV Location SAN FRANCISCO, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 804,912,358 16%
of that, discretionary 804,912,358 17%
Number of Employees 10 25%
of those in investment advisory functions 5 25%
Private Fund GAV* 0
Avg Account Size 796,155 15%
% High Net Worth 64.67% -8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

805M 690M 575M 460M 345M 230M 115M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$53,122,719 % Position10.00% $ Change14.00% # Change3.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$33,928,524 % Position7.00% $ Change16.00% # Change17.00%
Stck Ticker46641Q761 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$24,803,756 % Position5.00% $ Change12.00% # Change-5.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$23,339,440 % Position5.00% $ Change9.00% # Change-1.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$22,607,346 % Position4.00% $ Change14.00% # Change-1.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$22,670,733 % Position4.00% $ Change19.00% # Change504.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$16,654,698 % Position3.00% $ Change12.00% # Change299.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$17,008,725 % Position3.00% $ Change29.00% # Change1.00%
Stck Ticker464287101 Stock NameISHARES TR $ Position$16,417,964 % Position3.00% $ Change13.00% # Change-1.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$13,546,993 % Position3.00% $ Change14.00% # Change3.00%

Brochure Summary