Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 03/30/1998
ADV Location MELVILLE, NY, United States
Contact Info 631 xxxxxxx
Websites
AUM* 253,408,647 17%
of that, discretionary 253,408,647 17%
Number of Employees 4
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 606,241 63%
% High Net Worth 54.30% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

253M 217M 181M 145M 109M 72M 36M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary