9AT: INVESTMENT RESEARCH CORP

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 04/26/1972
ADV Location	DENVER, CO, United States
Contact Info	303 xxxxxxx
Websites

AUM^*	76,319,944 47%
of that, discretionary	19,901,160 8%
Number of Employees	21 24%
of those in investment advisory functions	16 7%
Private Fund GAV^*	0
Avg Account Size	459,759 33%
% High Net Worth	2.41% 20%
SMA’s	Yes
Private Funds	0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SPECTRUM CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM107.7m	#Funds-
Adviser MOUNTAIN HILL INVESTMENT PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM539.0m	#Funds-
Adviser EMBREE FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.6b	#Funds-
Adviser SIERRA OCEAN, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM544.6m	#Funds-
Adviser CEF ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM186.3m	#Funds-
Adviser SALING, SIMMS, ASSOCIATES INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM296.7m	#Funds-
Adviser BAKER TILLY WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.2b	#Funds-
Adviser PYA WALTMAN CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser HARBOR INVESTMENT ADVISORY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.9b	#Funds-
Adviser INVISTA ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM443.5m	#Funds-

Brochure Summary

Overview

Investment Research Corporation, dba. World Capital Brokerage Advisory Services (“Firm”), was founded on August 29, 1958. Timothy Taggart, a longtime employee of the Firm, is the president and owner of Investment Research Corporation. The Firm provides investment supervisory services, manages investment advisory accounts not involving investment supervisory services, and financial planning. The Firm offers advice on: Equity Securities Exchange-Listed Securities Foreign Issuers Corporate Debt Securities Certificates of Deposit Municipal Securities Investment Company Securities Variable Life Insurance Variable Annuities Mutual Fund Shares United States Government Securities Financial Planning helps clients deal with various personal financial issues through proper planning which may include items such as cash flow management,

education, retirement, investment, risk management, insurance, tax, and estate planning. Using the information provided to us (our Advisor Representatives) by the clients, our Advisor Representatives are able to try and assist the client in customizing their portfolio with the goal of improving the client’s financial status. Of course, clients are free to restrict what their monies are invested in and should understand that any investment restrictions placed may adversely affect their account balance. The Firm participates in a Wrap Fee Program (the “Program”). There are no differences between how the Firm manages a Wrap Fee Account or another account. The Firm does receive a portion of the wrap fee for its services. For the period ended 12/31/2022 the Firm managed $16189736 on a discretionary basis and $27337349 on a non-discretionary basis.

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP

WORLD CAPITAL BROKERAGE ADVISORY SERVICES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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INVESTMENT RESEARCH CORP INVESTMENT RESEARCH CORP WORLD CAPITAL BROKERAGE ADVISORY SERVICES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP

WORLD CAPITAL BROKERAGE ADVISORY SERVICES