Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 04/26/1972
ADV Location DENVER, CO, United States
Contact Info 303 xxxxxxx
Websites
AUM* 76,319,944 47%
of that, discretionary 19,901,160 8%
Number of Employees 21 24%
of those in investment advisory functions 16 7%
Private Fund GAV* 0
Avg Account Size 459,759 33%
% High Net Worth 2.41% 20%
SMA’s Yes
Private Funds 0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

56M 48M 40M 32M 24M 16M 8M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary