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Adviser Profile

As of Date 08/28/2026
Registration SEC, Approved, 08/25/2020
Other registrations (3)
ADV Location MADISON, WI, United States
Contact Info 833 xxxxxxx
Websites
AUM* 5,189,412,490 13%
of that, discretionary 2,856,164,691 30%
Number of Employees 31 -3%
of those in investment advisory functions 21
Private Fund GAV* 0
Avg Account Size 1,946,516 -8%
% High Net Worth 28.42% 8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

3B 2B 2B 2B 1B 813M 407M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name FRANK, RIMERMAN + CO, LLP Filing Date10/22/2024 Form ADV-E View Report
Accounting Firm Name FRANK, RIMERMAN + CO, LLP Filing Date09/11/2023 Form ADV-E View Report