Adviser Profile

As of Date 08/17/2026
Registration SEC, Approved, 09/23/2004
Other registrations (1)
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 2,644,868,887 29%
of that, discretionary 2,636,416,306 43%
Number of Employees 18 -10%
of those in investment advisory functions 13 -19%
Private Fund GAV* 0
Avg Account Size 1,112,224 -57%
% High Net Worth 38.78% 55%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

3B 2B 2B 2B 1B 753M 377M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary