Adviser Profile

As of Date 03/16/2025
Registration status Terminated
ADV Location AUBURN, CA, United States
Contact Info 530 xxxxxxx
Websites
AUM* 107,740,262 3%
of that, discretionary 44,849,342 1%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 2,448,642 -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

78M 67M 56M 45M 33M 22M 11M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary