9AT: OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC

OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC

OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC

MILLCREEK ASSET MANAGEMENT L.L.C.

MILLCREEK ASSET MANAGEMENT LLC

Adviser Profile

As of Date	02/19/2026
Registration	SEC, Approved, 02/05/2015
Other registrations (2)	Utah, Terminated, 08/22/2017 Illinois, Terminated, 02/05/2015
ADV Location	SALT LAKE CITY, UT, United States
Contact Info	307 xxxxxxx
Websites

AUM^*	128,239,819 17%
of that, discretionary	128,239,819 17%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	2,211,031 21%
% High Net Worth	46.15%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

358M 307M 255M 204M 153M 102M 51M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Description of the Advisory Firm Octant Quantitative Investment Management LLC is a registered investment advisory firm registered with the United States Securities and Exchange Commission and is a Limited Liability Company organized in the state of Utah. The firm was formed in August of 2012, and the principal owners are Michael James Thornton and David Taylor Holley. B. Types of Advisory Services Octant Quantitative Investment Management LLC (hereinafter “Octant”) offers the following services to advisory clients: 1. Investment Supervisory Services Octant provides services to high net worth individuals and institutional clients with managed accounts in which Octant executes its trading strategies on behalf of the client. Client accounts are established by the client with third parties ("Authorized Third- Parties"), such as ProFunds or Nationwide Advisory Solutions. Other Authorized Third Parties may be used based on the specific circumstances and needs of the Client. Octant has discretionary trading authority (i.e. the right to execute trades on behalf of the client) in those accounts. ProFunds is a family of mutual funds and Nationwide Advisory Solutions offers variable annuity products. Octant executes its strategies at ProFunds and Nationwide Advisory Solutions with mutual funds. Octant will request discretionary

authority from clients in order to select securities and execute transactions following Octant's trading strategies without permission from the client prior to each transaction. 2. Performance-based Fees Qualified investors are charged performance fees based on net profits above a high water mark. The definition of “qualified investor” and further information concerning the high water mark can be found in “Item 6: Performance-Based Fees and Side-By-Side Management.” 3. Services Limited to Specific Types of Investments Octant limits money management to actively traded (daily) mutual funds. C. Client Tailored Services and Client Imposed Restrictions Octant does not customize services for its clients; Clients may not impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and any other administrative fees. Octant does not participate in any wrap fee programs. E. Amounts Under Management As of December 31, 2022, the amount of client assets under management is $166,154,929, all of which are managed on a discretionary basis. No client assets are managed on a non-discretionary basis.

OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC

OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC

MILLCREEK ASSET MANAGEMENT L.L.C.

MILLCREEK ASSET MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC MILLCREEK ASSET MANAGEMENT L.L.C. MILLCREEK ASSET MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC

OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC

MILLCREEK ASSET MANAGEMENT L.L.C.

MILLCREEK ASSET MANAGEMENT LLC