ESM MANAGEMENT LLC

other names
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Adviser Profile
As of Date 03/29/2024
Adviser Type - Large advisory firm
Number of Employees 4
of those in investment advisory functions 2
Registration SEC, Approved, 08/12/2009
AUM* 836,063,176 1.21%
of that, discretionary 836,063,176 1.21%
Private Fund GAV* 159,979
Avg Account Size 167,212,635 21.45%
% High Net Worth < 0.01% -100.00%
SMA’s Yes
Private Funds 1
Contact Info 646 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- Other investment advisers
- Other

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
826M 708M 590M 472M 354M 236M 118M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$159,979

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Brochure Summary

Overview

ESM Management LLC (“ESM”, the “Firm” or “we”) was founded in January 2009. The Firm’s principal owners are William Van de Water and Eric Meyer. ESM provides investment advice on acquiring, analyzing, or liquidating portfolios consisting primarily of mortgage related securities and/or securities impacted by the same or substantially similar factors that impact mortgage-backed securities. ESM expertise and investment methodology may be applied across other structured credit products as investment opportunities in those markets become available. ESM provides portfolio management services to separately managed accounts, investment companies, other investment advisers,
and a UCITS. For these managed accounts, ESM has discretionary trading authority and generally builds and maintains, and at times partially or fully liquidates, an investment portfolio according to the client’s investment objectives and risk tolerance. ESM works with each client to understand the risks and opportunities involved in the mortgage-backed securities (“MBS”) market and generally provides each client with periodic reports and market commentary. As the case may be where investments may be made in other structured credit products, ESM will work in the same manner with each client. As of December 31, 2023, ESM managed approximately $836,000,000, all on a discretionary basis.