9AT: KINGDON CAPITAL MANAGEMENT, L.L.C.

other names

Adviser Profile

As of Date	09/13/2024
Adviser Type - Large advisory firm
Number of Employees	19 -9.52%
of those in investment advisory functions	9
Registration	SEC, Approved, 03/30/2012

AUM^*	823,482,990 0.96%
of that, discretionary	823,482,990 0.96%
Private Fund GAV^*	823,482,990 -43.98%
Avg Account Size	117,640,427 0.96%
SMA’s	Yes
Private Funds	7
Contact Info	212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count7	GAV$823,482,990

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser COMMODORE CAPITAL	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.4b	#Funds1
Adviser SAGEFIELD INVESTMENT GROUP LP	Hedge Fund174.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV174.4m	AUM1.5b	#Funds2
Adviser MOERUS CAPITAL MANAGEMENT LLC	Hedge Fund27.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV27.4m	AUM768.8m	#Funds1
Adviser BAYMOUNT MANAGEMENT LP	Hedge Fund522.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV522.5m	AUM608.2m	#Funds1
Adviser FOURSIXTHREE CAPITAL LP	Hedge Fund1.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM1.0b	#Funds3
Adviser ASHFORD CAPITAL MANAGEMENT INC	Hedge Fund226.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV226.5m	AUM791.7m	#Funds4
Adviser SYNERGY FUND MANAGEMENT GROUP LIMITED	Hedge Fund362.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV362.1m	AUM642.6m	#Funds4
Adviser JB INVESTMENTS MANAGEMENT, LLC	Hedge Fund883.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV883.3m	AUM883.3m	#Funds1
Adviser SUNRIVER MANAGEMENT LLC	Hedge Fund1.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM1.0b	#Funds2
Adviser ESM MANAGEMENT LLC	Hedge Fund160.0k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV160.0k	AUM836.1m	#Funds1

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker78462F103	Stock NameSPDR S&P 500 ETF TR (PUT)	$ Position$86,064,000	% Position10.00%	$ Change	# Change
Stck Ticker81369Y605	Stock NameSELECT SECTOR SPDR TR (PUT)	$ Position$33,990,000	% Position4.00%	$ Change3.00%	# Change-6.00%
Stck Ticker88033G407	Stock NameTENET HEALTHCARE CORP	$ Position$27,626,096	% Position3.00%	$ Change50.00%	# Change20.00%
Stck Ticker92840M102	Stock NameVISTRA CORP (PUT)	$ Position$23,708,000	% Position3.00%	$ Change	# Change
Stck Ticker457669307	Stock NameINSMED INC	$ Position$29,200,000	% Position3.00%	$ Change-30.00%	# Change-36.00%
Stck Ticker460146103	Stock NameINTERNATIONAL PAPER CO	$ Position$14,655,000	% Position2.00%	$ Change126.00%	# Change100.00%
Stck Ticker23282W605	Stock NameCYTOKINETICS INC	$ Position$14,081,760	% Position2.00%	$ Change-3.00%	# Change0.00%
Stck Ticker159864107	Stock NameCHARLES RIV LABS INTL INC	$ Position$14,595,477	% Position2.00%	$ Change1.00%	# Change6.00%
Stck TickerG25508105	Stock NameCRH PLC	$ Position$17,156,900	% Position2.00%	$ Change14.00%	# Change-8.00%
Stck Ticker00187Y100	Stock NameAPI GROUP CORP	$ Position$14,859,000	% Position2.00%	$ Change-37.00%	# Change-28.00%

Brochure Summary

Overview

Kingdon Capital Management, L.L.C. and its affiliates (“Kingdon”), a Delaware limited liability company, is an alternative investment firm founded in 1983 by Mark Kingdon, who is also the principal owner and Managing Member of Kingdon. No other person owns 25% or more of Kingdon. Kingdon provides investment advisory services to pooled investment vehicles sponsored by Kingdon or third parties (each a “Fund” or a “Client” and together, the “Funds” or the “Clients”). The investment advisory services provided to each Client are based on the investment objectives and restrictions as set out in the Client’s investment management agreement and, as applicable, the Fund’s offering document. The terms upon which Kingdon serves as investment adviser to a Client are put in place at the time the Client’s account is established

and are generally set out in separate investment management agreements or, as applicable, in the underlying Fund documents. The terms of each investment management agreement and, as applicable, other Fund documents may vary from Client to Client. Kingdon offers two investment strategies: a global long/short equity strategy (“Flagship Strategy”) and a global long/short healthcare strategy (“Healthcare Strategy”). The Flagship Strategy consists of thematic, idiosyncratic and opportunistic investments with diversified return drivers and an emphasis on liquidity. The Healthcare Strategy primarily invests in the global healthcare industry. See Item 8 below for a more detailed discussion of these investment strategies. As of January 1, 2024, Kingdon had approximately $639,167,737 of net assets.

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KINGDON CAPITAL MANAGEMENT, L.L.C.

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