Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 11/23/1998
ADV Location PLYMOUTH, MN, United States
Contact Info 763 xxxxxxx
Websites
AUM* 1,519,766,041 30%
of that, discretionary 1,455,727,803 26%
Number of Employees 9
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 41,074,758 37%
% High Net Worth 33.33% 12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 3B 2B 2B 1B 904M 452M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary