Adviser Profile

As of Date 03/10/2026
Registration SEC, Approved, 05/15/1998
ADV Location LOUISVILLE, KY, United States
Contact Info (50 xxxxxxx
Websites
AUM* 6,175,293,606 38%
of that, discretionary 6,175,293,606 38%
Number of Employees 18 -5%
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 59,377,823 39%
% High Net Worth 60.56% 29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

6B 5B 4B 4B 3B 2B 882M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$90,639,038 % Position2.00% $ Change13779.00% # Change11068.00%
Stck TickerH1467J104 Stock NameCHUBB LIMITED $ Position$115,097,201 % Position2.00% $ Change1274.00% # Change1215.00%
Stck Ticker24703L202 Stock NameDELL TECHNOLOGIES INC $ Position$131,573,295 % Position2.00% $ Change17569.00% # Change6621.00%
Stck Ticker482480100 Stock NameKLA CORP $ Position$107,323,074 % Position2.00% $ Change11164.00% # Change54879.00%
Stck TickerN6596X109 Stock NameNXP SEMICONDUCTORS N V $ Position$105,776,881 % Position2.00% $ Change1475.00% # Change1004.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFAC $ Position$87,078,204 % Position2.00% $ Change49.00% # Change6.00%
Stck Ticker881624209 Stock NameTEVA PHARMACEUTICAL INDS LTD $ Position$114,742,717 % Position2.00% $ Change12.00% # Change0.00%
Stck Ticker883203101 Stock NameTEXTRON INC $ Position$49,899,377 % Position1.00% $ Change27.00% # Change21.00%
Stck Ticker87162W100 Stock NameTD SYNNEX CORPORATION $ Position$46,421,987 % Position1.00% $ Change13300.00% # Change8358.00%
Stck TickerG87110105 Stock NameTECHNIPFMC PLC $ Position$48,951,213 % Position1.00% $ Change383.00% # Change404.00%

Brochure Summary