9AT: STEVENS FOSTER FINANCIAL ADVISORS

STEVENS FOSTER FINANCIAL ADVISORS

STEVENS FOSTER FINANCIAL ADVISORS

STEVENS, FOSTER FINANCIAL SERVICES, INC.

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 08/07/2014
Other registrations (7)	Minnesota, Terminated, 09/17/2014 California, Terminated, 09/12/2014 Florida, Terminated, 08/13/2014 Texas, Terminated, 08/13/2014 Wisconsin, Terminated, 08/13/2014 Arizona, Terminated, 12/31/2005 Illinois, Terminated, 12/31/2001
ADV Location	BLOOMINGTON, MN, United States
Contact Info	952 xxxxxxx
Websites

AUM^*	750,430,120 21%
of that, discretionary	618,392,109 34%
Number of Employees	20 -5%
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	748,186 28%
% High Net Worth	45.21% 2%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

632M 542M 451M 361M 271M 181M 90M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name BAKER TILLY, LLP	Filing Date01/13/2026	Form ADV-E View Report
Accounting Firm Name BAKER TILLY, LLP	Filing Date07/18/2024	Form ADV-E View Report
Accounting Firm Name BAKER TILLY, LLP	Filing Date10/27/2023	Form ADV-E View Report

Brochure Summary

Overview

Firm Description and Types of Advisory Services Since 1988, Stevens Foster has provided integrated financial services to high net worth individuals who seek qualified and objective assistance in creating, transferring and spending their wealth. Using a customized, coordinated approach to financial planning, we consolidate all aspects of our clients’ financial lives: strategic planning, income and estate tax planning, risk management, portfolio analysis and wealth management. The key to our service is in the integration of all these factors of wealth management under one roof. At Stevens Foster Financial Advisors we recognize that quality of life is comprised of many factors, financial resources being just one of them. We believe that one of the most precious of assets is time. Stevens Foster assists busy, high net worth individuals, business executives and small business owners to use their time wisely. Our unique combination of services provides clients with strategies to maximize and enhance wealth efficiently and effectively. We believe that wealth is accumulated not simply by making sound investments choices, planning for the future and structuring income to minimize taxes: wealth is accumulated by doing all three expertly and consistently. The key to our singularity lies in our integration of all the disciplines of wealth management under one roof. Stevens Foster is an independent

firm offering comprehensive financial planning services and investment management without bias toward any financial product or retailer. Our own in-house investment team provides independent, objective and research-based information that we use to customize financial plans and investment portfolios for each client. We have a particular focus in the area of executive benefits and incentives that allows us to provide enhanced service to Section 16 officers and corporate officers. We are able to effectively integrate our clients’ corporate benefits with their personal financial plans and to assist them in maximizing the growth opportunities within their corporate benefits plans, particularly stock compensation, stock options, 401(k), pension plans and deferred compensation plans. We believe that structuring income to take full advantage of tax reduction opportunities is an integral part of wealth management. Our staff of tax professionals work with clients throughout the year putting strategies in place to manage tax liabilities, as well as applying our understanding of the complexities of tax law in preparing returns. Principal Owner William H. Stevens established Stevens Foster in 1988 and remains the majority shareholder. Managed Assets As of year-end 2023, Stevens Foster managed $460,258,515 in discretionary assets, with total assets under advisement of $620,408,766.

STEVENS FOSTER FINANCIAL ADVISORS

STEVENS FOSTER FINANCIAL ADVISORS

STEVENS, FOSTER FINANCIAL SERVICES, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Brochure Summary

Overview

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STEVENS FOSTER FINANCIAL ADVISORS STEVENS FOSTER FINANCIAL ADVISORS STEVENS, FOSTER FINANCIAL SERVICES, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Brochure Summary

Overview

STEVENS FOSTER FINANCIAL ADVISORS

STEVENS FOSTER FINANCIAL ADVISORS

STEVENS, FOSTER FINANCIAL SERVICES, INC.