We are dedicated to providing individuals and other types of clients with a wide array of investment advisory
services. Our firm is a limited liability company formed in the State of Idaho. Our firm has been in business
as an investment adviser since 2014 and is owned by Ryan Warwick, Raleigh Vachek, Kimberly Jaques,
Melissa Jenkins, Michael Fitzgerald, and Bryan Rund.
Types of Advisory Services We Offer
Comprehensive Portfolio Management:
Our Comprehensive Portfolio Management service encompasses asset management and financial planning
services. This service is designed to assist clients in meeting their financial goals through the use of financial
investments. Our firm conducts client meetings to understand their current financial situation, existing
resources, financial goals, and tolerance for risk. Based on what is learned, an investment approach is
presented to the client that may consist of exchange traded funds (“ETFs”), mutual funds, individual stocks
or bonds, or other securities. Upon the client’s agreement to the proposed investment plan, we work with
the client to establish or transfer investment accounts so that we can manage the client’s portfolio. Accounts
are reviewed on an annual basis. We may periodically rebalance or adjust client accounts under our
management. If the client experiences any significant changes to his/her financial or personal circumstances,
the client must notify us so that we can consider such information in managing the client’s investments.
Financial Planning:
Our firm provides a variety of standalone financial planning services to clients for the management of
financial resources based upon an analysis of current situation, goals, and objectives. Financial planning
services will typically involve preparing a financial plan for clients based on the client’s financial goals and
objectives. This planning may encompass Investment Planning, Retirement Planning, Estate Planning, Family
and Business Succession Planning, Charitable Planning, Education Planning, Mortgage/Debt Analysis,
Insurance Analysis, or Business and Personal Financial Planning. Written financial plans rendered to clients
usually include general recommendations for a course of activity or specific actions to be taken by the
clients. Implementation of the recommendations will be at the discretion of the client.
Our firm provides
clients with a summary of their financial situation, and observations for financial planning engagements.
Assuming that all the information and documents requested from the client are provided promptly, plans
are typically completed within 6 months of the client signing a contract with our firm.
Pension Consulting:
We provide pension consulting services to employer plan sponsors on a one-time or ongoing basis.
Generally, such pension consulting services consist of assisting employer plan sponsors in establishing,
monitoring, and reviewing their company's retirement plan. As the needs of the plan sponsor dictate, areas
of advising could include: investment selection and monitoring, plan design, fiduciary education, participant
education, and plan benchmarking. All pension consulting services shall be in compliance with the applicable
state law(s) regulating pension consulting services. This applies to client accounts that are pension or other
employee benefit plans (“Plan”) governed by the Employee Retirement Income Security Act of 1974, as
amended (“ERISA”). If the client accounts are part of a Plan, and we accept appointments to provide our
services to such accounts, we acknowledge that we may be a fiduciary within the meaning of Section 3(21)
or 3(38) of ERISA (but only with respect to the provision of services described in section 1 of the Pension
Consulting Agreement).
ADV Part 2A – Firm Brochure Page 5 RW Investment Management
Tailoring of Advisory Services
We offer individualized investment advice to our Comprehensive Portfolio Management and Pension
Consulting clients. Additionally, we offer general investment advice to clients who are utilizing our Financial
Planning services. Each client has the opportunity to place reasonable restrictions on the types of investments
to be held in the portfolio. Restrictions on investments in certain securities or types of securities may not be
possible due to the level of difficulty this would entail in managing the account. Restrictions would be limited
to our Comprehensive Portfolio Management and Pension Consulting services.
Participation in Wrap Fee Programs
Our firm does not offer or sponsor a wrap fee program.
Regulatory Assets Under Management
As of December 31, 2023, our firm managed $1,361,491,413 on a discretionary basis and $19,304,306 on
a non-discretionary basis.