Adviser Profile

As of Date 09/15/2026
Registration SEC, Approved, 02/24/2014
Other registrations (5)
ADV Location SAN JOSE, CA, United States
Contact Info 408 xxxxxxx
Websites
AUM* 732,949,271 53%
of that, discretionary 732,949,271 53%
Number of Employees 5 25%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 541,722 35%
% High Net Worth 65.20% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

733M 628M 524M 419M 314M 209M 105M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary