Adviser Profile

As of Date 03/04/2026
Registration SEC, Approved, 07/26/2018
ADV Location WAKEFIELD, RI, United States
Contact Info 401 xxxxxxx
Websites
AUM* 1,061,093,863 50%
of that, discretionary 1,061,093,863 50%
Number of Employees 5 67%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,264,713 38%
% High Net Worth 55.03% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 910M 758M 606M 455M 303M 152M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$101,184,356 % Position9.00% $ Change180.00% # Change-2.00%
Stck Ticker038222105 Stock NameAPPLIED MATLS INC $ Position$78,184,136 % Position7.00% $ Change111.00% # Change0.00%
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$79,217,491 % Position7.00% $ Change99.00% # Change-2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$69,169,312 % Position6.00% $ Change15.00% # Change0.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$47,391,672 % Position4.00% $ Change6.00% # Change6.00%
Stck Ticker97717Y527 Stock NameWISDOMTREE TR $ Position$47,724,323 % Position4.00% $ Change6.00% # Change6.00%
Stck Ticker032654105 Stock NameANALOG DEVICES INC $ Position$29,843,184 % Position3.00% $ Change24.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$33,441,386 % Position3.00% $ Change13.00% # Change-1.00%
Stck TickerN07059210 Stock NameASML HLDG NV $ Position$28,786,202 % Position3.00% $ Change49.00% # Change-1.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$22,477,377 % Position2.00% $ Change50.00% # Change0.00%

Brochure Summary