Adviser Profile

As of Date 02/05/2026
Registration SEC, Approved, 04/17/2017
Other registrations (1)
ADV Location WHITE PLAINS, NY, United States
Contact Info (91 xxxxxxx
Websites
AUM* 125,307,034 -1%
of that, discretionary 125,307,034 -1%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 819,000 -56%
% High Net Worth 59.32% 15%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

147M 126M 105M 84M 63M 42M 21M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date09/07/2023 Form ADV-E View Report

Brochure Summary