Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 04/20/2016
Other registrations (2)
Contact Info 914 xxxxxxx
AUM* 96,656,470 19%
of that, discretionary 96,656,470 19%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 2,056,521 19%
% High Net Worth 85.00% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

97M 83M 69M 55M 41M 28M 14M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary