Adviser Profile

As of Date 06/30/2026
Registration SEC, Approved, 09/15/2000
ADV Location HOUSTON, TX, United States
Contact Info 713 xxxxxxx
Websites
AUM* 938,510,312 48%
of that, discretionary 832,433,123 35%
Number of Employees 10 25%
of those in investment advisory functions 7 40%
Private Fund GAV* 0
Avg Account Size 1,400,762 15%
% High Net Worth 47.92% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

832M 714M 595M 476M 357M 238M 119M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name HARPER & PEARSON COMPANY Filing Date12/08/2025 Form ADV-E View Report
Accounting Firm Name HARPER & PEARSON COMPANY, P.C. Filing Date11/22/2024 Form ADV-E View Report
Accounting Firm Name HARPER & PEARSON COMPANY, P.C. Filing Date01/18/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker33738R506 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$45,823,704 % Position13.00% $ Change15.00% # Change-3.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$45,972,310 % Position13.00% $ Change14.00% # Change0.00%
Stck Ticker31423L305 Stock NameFEDERATED HERMES ETF TRUST $ Position$40,669,575 % Position11.00% $ Change1.00% # Change-1.00%
Stck Ticker74316P579 Stock NamePROFESIONALLY MANAGED PORTFO $ Position$36,318,717 % Position10.00% $ Change0.00% # Change0.00%
Stck Ticker00214Q104 Stock NameARK ETF TR $ Position$30,487,106 % Position9.00% $ Change18.00% # Change-2.00%
Stck Ticker808524607 Stock NameSCHWAB STRATEGIC TR $ Position$25,426,071 % Position7.00% $ Change23.00% # Change-1.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$20,514,592 % Position6.00% $ Change15.00% # Change3.00%
Stck Ticker82889N558 Stock NameSIMPLIFY EXCHANGE TRADED FUN $ Position$15,079,405 % Position4.00% $ Change5.00% # Change0.00%
Stck Ticker464288562 Stock NameISHARES TR $ Position$11,389,914 % Position3.00% $ Change14.00% # Change1.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$6,422,896 % Position2.00% $ Change-25.00% # Change-25.00%

Brochure Summary