Sivia Capital Partners, LLC (“Sivia”, “We”, or our “Firm”) is a registered investment advisory firm that offers personal financial management services primarily to wealthy individuals and families. We were established in 2014 as an LLC organized under the laws of the state of Delaware. Corey Saft is the principal owner, managing member and chief compliance officer. As of December 31, 2023, our discretionary assets under management were approximately $512,876,537. We provide ongoing individually tailored advice and wealth management services for our clients. Our process begins by learning about an individual or family’s circumstances, needs, and goals. We review their entities, assets, liabilities, income, and expenses. This includes personal use assets, private investments, and debt. Our strategy can involve planning for recent or upcoming liquidity and windfall events. Our personal financial management services are offered as part of a bundled wealth management service offering which incorporates three principal services: asset management, financial planning, and family office services as described below in more detail. Asset Management Our asset management services are offered on a discretionary basis, and we generally buy or sell securities without obtaining client approval before implementing our recommendations. Our clients may write us to impose restrictions on their investments. These restrictions may consist of certain asset classes, security types, or specific investments. As part of our investment strategy, we consider a wide variety of investment vehicles including equities, fixed income, exchange-traded funds (“ETFs”), mutual funds, derivatives, private funds, private securities, real estate, foreign currencies, and digital assets. For some client assets held away from our custodians, we will not exercise discretionary investment management authority over such assets. In these situations, we will render investment advice to our clients. It is up to the client to accept or reject our recommendations and if accepted, to implement such recommendations. We also conduct due diligence

on client-initiated investments upon request. As part of our investment services, we utilize third-party portfolio managers (including sub- advisers) to manage either all or a portion of our clients’ portfolios. These arrangements will be set forth in a separate written agreement between the third-party portfolio manager and us or between the third-party manager and the client. The agreement will include the services they render and the compensation they receive. We monitor the performance of the accounts being managed by the third-party portfolio managers on at least an annual basis to ensure their strategies and target allocations remain aligned with the client’s investment objectives. We will ensure the delivery of the third-party portfolio manager’s Part 2A disclosure brochure and Form CRS (if applicable) are delivered to the clients either directly by us or by the third-party portfolio manager. Financial Planning We provide broad or module-based ongoing financial planning for our clients. Our planning strives to enable better outcomes based on a particular financial objective. These services include but are not limited to cash flow planning, debt analysis, insurance analysis, asset purchasing, estate planning, charitable planning, tax planning, asset protection planning, and education planning. Clients are free to accept or reject our recommendations and to utilize any person or firm to implement our recommendations. Clients should understand that we have a conflict of interest when we recommend our firm or our employees to implement our recommendations (including, without limitation, when we recommend our personnel to provide life insurance services as described in more detail below in Item 5). Family Office Services We support our clients beyond traditional portfolio management and financial planning. We often coordinate between our clients and their attorneys, tax advisors, insurance advisors, and private bankers. We track many of our clients’ entire financial picture including various trusts, personal and business entities, as well as investments not held at our custodians.