Adviser Profile

As of Date 02/08/2024
Registration status Terminated
ADV Location SEATTLE, WA, United States
Contact Info 206 xxxxxxx
AUM* 290,506,749 -28%
of that, discretionary 290,506,749 -28%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 58,101,350 -28%
% High Net Worth 100.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

553M 474M 395M 316M 237M 158M 79M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees