Adviser Profile

As of Date 09/23/2026
Registration SEC, Approved, 09/06/2013
ADV Location BURLINGAME, CA, United States
Contact Info 650 xxxxxxx
Websites
AUM* 1,071,771,428 35%
of that, discretionary 1,071,771,428 35%
Number of Employees 15 25%
of those in investment advisory functions 9 -10%
Private Fund GAV* 0
Avg Account Size 557,924 20%
% High Net Worth 100.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 919M 766M 612M 459M 306M 153M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees