9AT: DANIEL INVESTMENT ASSOCIATES, LLC

DANIEL INVESTMENT ASSOCIATES, LLC

DANIEL INVESTMENT ASSOCIATES, LLC

Adviser Profile

As of Date	03/18/2026
Registration	SEC, Approved, 04/02/2013
Other registrations (1)	California, Terminated, 05/08/2013
ADV Location	SANTA BARBARA, CA, United States
Contact Info	805 xxxxxxx
Websites

AUM^*	225,253,116 18%
of that, discretionary	203,617 -4%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	6,825,852 299%
% High Net Worth	84.85% 3%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

278M 238M 198M 159M 119M 79M 40M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Daniel Investment Associates, LLC (“the Adviser”) has been in business since 2011. Greg D. Van Wyk, Manager is the principal owner. Investment Management Services The Adviser provides investment management services to its clients on a non- discretionary basis. The Adviser notifies the client and obtains permission prior to the sale or purchase of each security within the managed account. Clients may decide not to invest in certain securities or types of securities and may refuse to approve securities transactions. The Adviser provides investment management services that include, among other things, advice regarding asset allocation and the selection of investments, portfolio design, investment plan implementation and ongoing investment monitoring. The Adviser relies on the stated objectives of the client and considers the client’s risk profile and financial status

prior to making any recommendations. In addition, clients may impose restrictions on investing in certain securities or types of securities. Wrap Fee Programs The Adviser doesn’t participate in wrap fee programs by providing portfolio management or any other services. Assets Under Management As of December 31, 2023, the Adviser manages $191,407,354 primarily in nondiscretionary client assets. Conflicts of Interest There is an incentive for the Adviser to recommend products or services for which the Adviser or an associated person may receive compensation. A conflict of interest is created whenever associated persons of the Adviser recommend products or services to a client for which the associated person or the Adviser receives compensation. However, clients are under no obligation to act upon any recommendations of the Adviser or an associated person.