Adviser Profile

As of Date 05/16/2026
Registration status Terminated
ADV Location COLD SPRING HARBOR, NY, United States
Contact Info 631 xxxxxxx
Websites
AUM* 37,708,683 -34%
of that, discretionary 0
Number of Employees 5 -44%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 202,735 -31%
% High Net Worth 59.68% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

114M 97M 81M 65M 49M 32M 16M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary