Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 03/26/2013
ADV Location VERO BEACH, FL, United States
Contact Info 772 xxxxxxx
Websites
AUM* 241,474,079 25%
of that, discretionary 241,474,079 25%
Number of Employees 6
of those in investment advisory functions 5 150%
Private Fund GAV* 0
Avg Account Size 365,316 18%
% High Net Worth 32.67% -10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

241M 207M 172M 138M 103M 69M 34M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A805 Stock NameSPDR SERIES TRUST $ Position$37,764,833 % Position18.00% $ Change15.00% # Change0.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$28,071,283 % Position14.00% $ Change11.00% # Change1.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$13,713,681 % Position7.00% $ Change3.00% # Change3.00%
Stck Ticker78468R523 Stock NameSPDR SERIES TRUST $ Position$14,232,150 % Position7.00% $ Change1.00% # Change1.00%
Stck Ticker78468R101 Stock NameSPDR SERIES TRUST $ Position$10,470,523 % Position5.00% $ Change-1.00% # Change-1.00%
Stck Ticker35473P652 Stock NameFRANKLIN TEMPLETON ETF TR $ Position$10,123,396 % Position5.00% $ Change6.00% # Change0.00%
Stck Ticker78468R861 Stock NameSPDR SERIES TRUST $ Position$10,191,541 % Position5.00% $ Change0.00% # Change1.00%
Stck Ticker78463X541 Stock NameSPDR INDEX SHS FDS $ Position$7,619,510 % Position4.00% $ Change-9.00% # Change1.00%
Stck Ticker72201R775 Stock NamePIMCO ETF TR $ Position$7,221,089 % Position4.00% $ Change1.00% # Change2.00%
Stck Ticker72201R718 Stock NamePIMCO ETF TR $ Position$8,217,238 % Position4.00% $ Change6.00% # Change6.00%

Brochure Summary