Adviser Profile

As of Date 08/03/2026
Registration SEC, Approved, 09/29/2016
Other registrations (1)
ADV Location LONG BEACH, CA, United States
Contact Info (31 xxxxxxx
Websites
AUM* 1,123,681,197 40%
of that, discretionary 1,103,755,772 41%
Number of Employees 35 35%
of those in investment advisory functions 23 -8%
Private Fund GAV* 0
Avg Account Size 405,515 16%
% High Net Worth 47.32% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 946M 788M 631M 473M 315M 158M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$80,174,791 % Position18.00% $ Change20.00% # Change4.00%
Stck Ticker97717W307 Stock NameWISDOMTREE TR $ Position$44,372,139 % Position10.00% $ Change15.00% # Change7.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$21,851,307 % Position5.00% $ Change12.00% # Change-2.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$16,440,896 % Position4.00% $ Change43.00% # Change22.00%
Stck Ticker14021D107 Stock NameCAPITAL GROUP CORE BALANCED $ Position$11,407,523 % Position3.00% $ Change62.00% # Change47.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$11,391,842 % Position3.00% $ Change24.00% # Change7.00%
Stck Ticker278768106 Stock NameECHOSTAR CORP $ Position$12,562,125 % Position3.00% $ Change-13.00% # Change0.00%
Stck Ticker316092352 Stock NameFIDELITY COVINGTON TRUST $ Position$14,341,558 % Position3.00% $ Change43.00% # Change15.00%
Stck Ticker166764100 Stock NameCHEVRON CORPORATION $ Position$12,916,924 % Position3.00% $ Change-47.00% # Change-34.00%
Stck Ticker72201R585 Stock NamePIMCO ETF TR $ Position$14,708,287 % Position3.00% $ Change8.00% # Change6.00%