Adviser Profile

AUM* 928,010,356 3%
of that, discretionary 926,199,273 4%
Number of Employees 9 -53%
of those in investment advisory functions 9 -50%
Private Fund GAV* 0
Avg Account Size 629,160 15%
% High Net Worth 29.96% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

926M 794M 662M 529M 397M 265M 132M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name GOLD GERSTEIN GROUP Filing Date01/16/2025 Form ADV-E View Report
Accounting Firm Name GOLD GERSTEIN GROUP Filing Date01/02/2024 Form ADV-E View Report