Adviser Profile

As of Date 03/16/2026
Registration SEC, Approved, 02/29/2012
ADV Location CHARLOTTESVILLE, VA, United States
Contact Info 434 xxxxxxx
Websites
AUM* 987,926,210 17%
of that, discretionary 984,203,738 16%
Number of Employees 2 -33%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 3,315,189 -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

984M 844M 703M 562M 422M 281M 141M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name COHEN & CO Filing Date01/09/2026 Form ADV-E View Report
Accounting Firm Name COHEN AND COMPANY Filing Date10/21/2024 Form ADV-E View Report
Accounting Firm Name COHEN & CO. Filing Date04/04/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker747525103 Stock NameQUALCOMM INC $ Position$42,081 % Position6.65% $ Change16.79% # Change-9.78%
Stck Ticker697435105 Stock NamePALO ALTO NETWORKS $ Position$40,134 % Position6.34% $ Change39.21% # Change-4.13%
Stck Ticker24703L202 Stock NameDELL TECHNOLOGIES INC CL C $ Position$35,205 % Position5.56% $ Change2.46% # Change-5.37%
Stck Ticker26614n102 Stock NameDUPONT DE NEMOURS INC $ Position$34,919 % Position5.52% $ Change23.78% # Change-3.42%
Stck Ticker384802104 Stock NameWW GRAINGER INC $ Position$33,495 % Position5.29% $ Change9.37% # Change-4.44%
Stck Ticker860897107 Stock NameSTITCH FIX INC $ Position$33,219 % Position5.25% $ Change113.79% # Change-1.22%
Stck Ticker02079K107 Stock NameALPHABET INC CAP STK CL C $ Position$32,035 % Position5.06% $ Change14.80% # Change-3.70%
Stck TickerM22465104 Stock NameCHECK POINT SOFTWARE TECH LTD $ Position$29,957 % Position4.74% $ Change8.71% # Change-1.57%
Stck Ticker718546104 Stock NamePHILLIPS 66 $ Position$29,895 % Position4.73% $ Change69.69% # Change25.78%
Stck Ticker345370860 Stock NameFORD MOTOR CO $ Position$29,465 % Position4.66% $ Change # Change

Brochure Summary