Description of Peace of Mind Planning, LLC Peace of Mind Planning, LLC is a Limited Liability Company ("LLC") organized in the State of Michigan. Peace of Mind Planning, LLC primarily operates under the trade name of Advisor Share Wealth Management. In June 2020, the firm became a state-registered investment advisor and transitioned to registration with the United States Securities and Exchange Commission in January 2023. The Firm is principally owned by Synergy Financial Services, Inc., which is wholly owned by Joseph Maas. Please refer to the description of each investment advisory service listed below for information on how we tailor our advisory services to your individual needs. As used in this brochure, the words “ASWM,” “the Firm,” "we," "our," and "us" refer to Advisor Share Wealth Management and the words "you," "your," and "client" refer to you as either a client or prospective client of our Firm. Services Offered Comprehensive Asset Management Technology Platform ASWM, in conjunction with its affiliated registered investment adviser Synergy Asset Management, LLC, provides an investment platform (the “Platform”) for use by independent investment advisers. The Platform is a web-based investment and practice management platform, which includes an investment marketplace consisting of various securities, portfolios of securities or models, and investment strategies (each investment adviser offering a model portfolio or managing a portfolio is referred to as an “Investment Strategist”). Investment Strategists’ services are not personalized or in any way tailored to reflect the personal financial circumstances or investment objectives of any underlying client. Participating advisers remain the primary client-facing adviser for each of its clients under the terms of an agreement between the client and adviser. In addition, the adviser remains responsible for all aspects of client onboarding, including all know your customer and anti-money laundering requirements, as applicable, and collection and maintenance of client suitability information. Based on this information, the participating adviser will have sole responsibility for determining the appropriateness, diversification or suitability of the Platform and any particular model, portfolio, or Investment Strategist for each of the participant’s clients and has sole responsibility for the acceptance, rejection or implementation of any model portfolio or Investment Strategist offered on the Platform by ASWM. Pursuant to a Platform Agreement, the participating adviser will authorize ASWM to execute securities transactions in the adviser’s underlying client accounts, pursuant to the adviser’s allocation instructions, in order to effectuate trading activity for the subject client. In addition, ASWM can provide certain back- office administration services to participating advisers, which can include research, performance reporting, and facilitating fee billing and collection. Portfolio Management and Selection of Other Advisers ASWM can be engaged for portfolio management services on either a discretionary or non- discretionary basis. ASWM generally does not manage assets directly, but will instead typically recommend or select one or more third-party investment managers and sub-advisers to manage all or a portion of the client's assets. Responsibility for determining whether services from a particular sub-adviser are appropriate for a particular client is vested exclusively with the firm. With respect to non-discretionary engagements, clients are advised that ASWM cannot affect any account transactions without obtaining prior consent to any such transaction(s) from the client. Thus, in the event that we would like to make a transaction for your account (including in the event of an individual holding or general market correction), and you are unavailable, we will be unable to effect the account transaction(s) (as we would for our discretionary clients) without first obtaining your consent. Client-Tailored Services and Client-Imposed Restrictions We will assist clients with building a customized portfolio using model portfolios provided by select sub- advisers. With respect to sub-advised services, clients select a category of risk based on an assessment of their individual risk tolerance and investment objectives, to which one or more model portfolios are then correlated. We will recommend to client’s what portion of their assets may be invested in the portfolios and discuss the allocation of their assets among the portfolios, but they will determine what assets will be invested in which portfolios. Clients may, other than for model portfolios constructed by a sub-adviser, impose reasonable restrictions on the management of their accounts, for example, restricting the type or amount of security to be purchased in the portfolio. Financial Planning Services Financial planning is a comprehensive evaluation of a client’s current and future financial state by using currently known variables to predict future cash flows, asset values and withdrawal plans. Through the financial planning process, all questions, information and analysis are considered as they impact and are impacted by the entire financial and life situation of the client. Clients electing this service receive a written report which provides the client with a detailed financial plan designed to assist the client achieve his or her financial goals and objectives. We gather required information through in-depth personal interviews. Information gathered includes the client's current financial status, tax status, future goals, returns objectives and attitudes towards risk. We carefully review documents supplied by the client, including a questionnaire completed by the client, and prepare a written report. ASWM’s financial planning recommendations may present conflicts of interest, particularly when such recommendations could increase the compensation received by ASWM, its affiliates, and/or any representative(s) thereof. For example, as discussed further in Item 10 below, recommendations to purchase commission-based insurance products from an ASWM representative in their capacity as a licensed insurance agent, or from an affiliated insurance agency, presents a conflict of interest, as the recommendation could be made on the basis of commissions to be received, rather than on a particular client’s needs. ASWM seeks to mitigate this conflict by providing full and fair disclosure of the conflict and by only making such

recommendations when in the client’s best interest. The client is under no obligation to act upon the recommendations provided by ASWM, its affiliates, and/or any representative(s) thereof. If the client does elect to act upon any recommendation, the client is free to complete the transaction with the professional(s) of their choosing and is under no obligation to complete the transaction through ASWM, its affiliates, and/or any representative(s) thereof. Material conflicts involved in the advisory relationship between ASWM and the client are fully and fairly disclosed herein. Should additional material conflicts arise in the future, ASWM will promptly provide full and fair disclosure of same, either herein, through a separate, standalone communication, or both. Types of Investments We primarily offer advice on equity securities, corporate debt securities, certificates of deposit, mutual fund shares, United States government securities, money market funds, exchange-traded REITs, and ETFs. For eligible clients, and when consistent with a client’s applicable financial situation, risk tolerance, and investment objectives, we (and/or one or more of our sub-advisers or co-providers) may also advise on alternative investments, such as interests in partnerships investing in real estate, interests in partnerships investing in oil and gas interests, and interests in partnerships investing in private equity. Additionally, we may advise you on various types of investments based on your stated goals and objectives. We may also provide advice on any type of investment held in your portfolio at the inception of our advisory relationship. Since our investment strategies and advice are based on each client’s specific financial situation, the investment advice we provide to you may be different or conflicting with the advice we give to other clients regarding the same security or investment. In addition, not all asset classes described in this section will be prudent or appropriate for all clients. Accordingly, there may be periods of time during which certain asset types, such as alternative investments, are not recommended or utilized in client accounts. Retirement Plan Asset Management Services We offer investment management services to tax-qualified retirement plans, hereafter referred to as “Plan Clients”. Most Plan Clients are defined contribution plans that allow participants to direct the investment of their plan accounts among investment options selected by a responsible fiduciary of the Plan Client (“Responsible Fiduciary”). Other Plan Clients do not offer participant investment direction, in which case the Responsible Fiduciary selects the Plan Client’s investment funds. Plan Clients are generally subject to the provisions of the Employee Retirement Income Security Act of 1974, as amended ("ERISA"). All Plan Client assets are held by a qualified independent custodian. Under no circumstances do we hold custody of Plan Client assets If the Plan Client's responsible fiduciary selects us to offer actively managed investment options, we make available the Third-Party Money Manager programs approved for use in tax-qualified retirement plans. Please note that not all Third-Party Money Managers or strategies utilized by ASWM are approved for use under this section. In some circumstances, ASWM has delegated trading authority to the Third-Party Money Manager. In other circumstances, we will place trades according to trading instructions received from the Third-Party Money Manager. The responsible fiduciary may also select various index funds as investment options. Miscellaneous Disclosures Retirement Rollovers-Potential for Conflict of Interest: A client or prospective client leaving an employer typically has four options regarding an existing retirement plan (and may engage in a combination of these options): (i) leave the money in the former employer’s plan, if permitted, (ii) roll over the assets to the new employer’s plan, if one is available and rollovers are permitted, (iii) roll over to an Individual Retirement Account (“IRA”), or (iv) cash out the account value (which could, depending upon the client’s age, result in adverse tax consequences). If ASWM recommends that a client roll over their retirement plan assets, such a recommendation creates a conflict of interest if the Firm will earn a new (or increase its current) advisory fee as a result of the rollover. No client is under any obligation to roll over retirement plan assets, regardless of ASWM’s recommendation. ERISA / IRC Fiduciary Acknowledgment. When ASWM provides investment advice to a client regarding the client’s retirement plan account or individual retirement account, it does so as a fiduciary within the meaning of Title I of the Employee Retirement Income Security Act (“ERISA”) and/or the Internal Revenue Code (“IRC”), as applicable, which are laws governing retirement accounts. The way ASWM makes money creates some conflicts with client interests, so the Firm operates under a special rule that requires it to act in the client’s best interest and not put its interests ahead of the client’s. Under this special rule's provisions, ASWM must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put its financial interests ahead of the client’s when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that the Firm gives advice that is in the client’s best interest;
• Charge no more than is reasonable for ASWM’s services; and
• Give the client basic information about conflicts of interest. Wrap Fee Programs ASWM does not sponsor or serve as a portfolio manager for any wrap fee programs. However, ASWM may select or recommend a third-party adviser and/or third-party managed portfolio through which assets may be managed on a wrap fee basis. When client assets are managed on a wrap fee basis, the wrap program sponsor arranges for the client to receive investment advisory services, the execution of securities brokerage transactions, custody and reporting services for a single specified fee. Participation in a wrap program may cost the participant more or less than purchasing such services separately. Assets Under Management As of February 16, 2024, ASWM had approximately $45,003,023 in discretionary assets under management and $0 in non-discretionary assets under management.