9AT: NEPSIS ADVISOR SERVICES, INC.

NEPSIS ADVISOR SERVICES, INC.

other names

NEPSIS ADVISOR SERVICES, INC.

Adviser Profile

As of Date	04/02/2025
Registration status	Terminated
ADV Location	MINNEAPOLIS, MN, United States
Contact Info	952 xxxxxxx
Websites

AUM^*	0
of that, discretionary	0
Private Fund GAV^*	0
SMA’s	No
Private Funds	0

Adviser Type

- Related adviser

Number of Employees

of those in investment advisory functions

Client Types

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

110M 94M 79M 63M 47M 31M 16M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Clarity IT’S ALL ABOUT Referral to Affiliated Third Party Our Investment Advisor Representatives may refer you to an affiliate, Nepsis, Inc. Nepsis, Inc. is an investment advisory firm offering professional money management. When referring clients to Nepsis, Inc., our Investment Advisor Representative will receive a portion of the advisory fee charged by Nepsis, Inc. This may represent a conflict of interest in that the two companies are under common ownership. Client Assets Managed by Nepsis Advisor Services, Inc. We manage client assets, but as of December 31, 2023, we have no assets under management. Asset Management Fees Nepsis Advisor Services charges accounts a maximum annual advisory fee of 2.50% of the value of assets under management. This fee is negotiable at the discretion of Nepsis Advisor Services. Our services are offered as a wrap fee program. The specific level of services you will receive and the fees you will be charged will be specified in your advisory services agreement. An additional asset-based pricing fee (ABP) is charged in lieu of paying standard ticket charges for security purchases & sells. That fee is calculated as follows: From 0$ to $75,000, the fee is .20% of assets under management (AUM) From $75,001 to $2,000,000, the fee is .12% of AUM. From $2,000,001

and Above, the fee is .08% of AUM. For managed accounts in the NAS Wrap Fee program, the ABP fees charged by Pershing will be deducted from client accounts by Nepsis, Inc. The client will be responsible for any other miscellaneous and non-standard ticket charges imposed by the Custodian Performance Reporting/ Account Maintenance Fee (Quarterly): $21.25 Performance Reporting/ Account Maintenance Fees are deducted from your advisory account. Typically, asset management fees are deducted from your managed account, and you must provide the custodian holding your assets with written authorization to have the fees deducted and paid directly to us. If required by the client, Nepsis Advisor Services also has the ability to invoice you directly for all asset management fees. At least quarterly, the custodian sends you a statement showing all disbursements from the account, including any advisory fees deducted. The annual fee for portfolio management services is billed quarterly in advance based on the asset value at the end of the previous quarter. Fees will be assessed pro rata in the event the portfolio management agreement is executed at any time other than the first day of a calendar quarter. © Copyright 2020. Advisory services offered through Nepsis Advisor Services, Inc.: An SEC Registered Investment Advisor. 5