9AT: SHERIDAN CAPITAL MANAGEMENT, LLC

SHERIDAN CAPITAL MANAGEMENT, LLC

SHERIDAN CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 03/18/2011
Contact Info	415 xxxxxxx
Websites

AUM^*	217,223,688 30%
of that, discretionary	217,223,688 30%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	789,904 12%
% High Net Worth	47.41% -26%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

217M 186M 155M 124M 93M 62M 31M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464287614	Stock NameISHARES TR	$ Position$36,280,687	% Position17.00%	$ Change19.00%	# Change310.00%
Stck Ticker72201R585	Stock NamePIMCO ETF TR	$ Position$35,424,669	% Position17.00%	$ Change4.00%	# Change3.00%
Stck Ticker921910840	Stock NameVANGUARD WORLD FD	$ Position$25,184,484	% Position12.00%	$ Change16.00%	# Change3.00%
Stck Ticker464287226	Stock NameISHARES TR	$ Position$22,082,373	% Position11.00%	$ Change-2.00%	# Change-2.00%
Stck Ticker72201R775	Stock NamePIMCO ETF TR	$ Position$12,467,310	% Position6.00%	$ Change-1.00%	# Change-1.00%
Stck Ticker92204A702	Stock NameVANGUARD WORLD FD	$ Position$7,825,646	% Position4.00%	$ Change42.00%	# Change727.00%
Stck Ticker46432F842	Stock NameISHARES TR	$ Position$8,182,977	% Position4.00%	$ Change5.00%	# Change-1.00%
Stck Ticker464287689	Stock NameISHARES TR	$ Position$8,722,116	% Position4.00%	$ Change13.00%	# Change-2.00%
Stck Ticker464288109	Stock NameISHARES TR	$ Position$5,610,721	% Position3.00%	$ Change8.00%	# Change0.00%
Stck Ticker09290C103	Stock NameBLACKROCK ETF TRUST	$ Position$5,481,297	% Position3.00%	$ Change15.00%	# Change-2.00%

Brochure Summary

Overview

Sheridan Capital Management, LLC is dedicated to providing individuals and other types of clients with a variety of investment advisory services. Our firm is a limited liability company formed in the State of California. We have been in business as an investment adviser since 2011 and are owned 100% by Conor Sheridan, Managing Member and Chief Compliance Officer. The purpose of this Brochure is to disclose the conflicts of interest associated with the investment transactions, compensation and any other matters related to investment decisions made by our firm or its representatives. As a fiduciary, it is our duty to always act in the client’s best interest. This is accomplished in part by knowing our client. Our firm has established a service-oriented advisory practice with open lines of communication for many different types of clients to help meet their financial goals while remaining sensitive to risk tolerance and time horizons. Working with clients to understand their investment objectives while educating them about our process, facilitates the kind of working relationship we value. Types of Advisory Services Offered. Asset Management: We emphasize continuous and regular account supervision. As part of our asset management service, we generally create a portfolio, consisting of mutual funds, exchange traded funds (“ETFs”), and other public securities

or investments. The client’s individual investment strategy is tailored to their specific needs and may include some or all the previously mentioned securities. Each portfolio will be initially designed to meet a particular investment goal, which we determine to be suitable to the client’s circumstances. Once the appropriate portfolio has been determined, we review the portfolio at least quarterly and if necessary, rebalance the portfolio based upon the client’s individual needs, stated goals and objectives. Each client has the opportunity to place reasonable restrictions on the types of investments to be held in the portfolio. Tailoring of Advisory Services. We offer individualized investment advice to clients utilizing our firm’s Asset Management service. We usually do not allow clients to impose restrictions on investing in certain securities or types of securities due to the level of difficulty this would entail in managing their account. In the rare instance that we would allow restrictions, it would be limited to our Asset Management service. Participation in Wrap Fee Programs. We do not offer wrap fee programs. SHERIDAN CAPITAL MANAGEMENT, LLC – NOVEMBER 2020 PAGE 5 OF 17 Regulatory Assets Under Management. We manage1 $167,370,536 on a discretionary basis and $0 on a non-discretionary basis as of December 31, 2023.