Adviser Profile

As of Date 09/02/2023
Registration status Terminated
ADV Location SEATTLE, WA, United States
Contact Info 206 xxxxxxx
Websites
AUM* 6,692,219,926 10%
of that, discretionary 5,344,564,502 41%
Number of Employees 44 13%
of those in investment advisory functions 30 11%
Private Fund GAV* 0
Avg Account Size 1,317,107 -20%
% High Net Worth 25.98% -49%
SMA’s Yes
Private Funds 0 4

Adviser Type

- Related adviser

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

5B 5B 4B 3B 2B 2B 764M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker693718108 Stock NamePaccar Inc $ Position$150,950 % Position14.22% $ Change-5.94% # Change-7.46%
Stck Ticker594918104 Stock NameMicrosoft Corp $ Position$78,787 % Position7.42% $ Change-14.14% # Change-5.31%
Stck Ticker037833100 Stock NameApple Inc $ Position$64,797 % Position6.10% $ Change-9.63% # Change-10.60%
Stck Ticker023135106 Stock NameAmazon.com Inc $ Position$37,142 % Position3.50% $ Change30.31% # Change22.48%
Stck Ticker25434V708 Stock NameDFA US Core Equity II $ Position$35,101 % Position3.31% $ Change9.87% # Change15.10%
Stck Ticker855244109 Stock NameStarbucks Corp $ Position$35,092 % Position3.30% $ Change110.75% # Change91.07%
Stck Ticker921908844 Stock NameVanguard Specialized Portfolios Div Appr $ Position$29,944 % Position2.82% $ Change-4.67% # Change1.19%
Stck Ticker464287614 Stock NameiShares Russell 1000 Growth Index $ Position$25,893 % Position2.44% $ Change88.00% # Change95.41%
Stck Ticker78462F103 Stock NameSPDR S&P 500 Index $ Position$25,391 % Position2.39% $ Change-3.35% # Change2.09%
Stck Ticker25434V724 Stock NameDFA Tax-Managed US Marketwide Value II $ Position$18,745 % Position1.77% $ Change79.04% # Change91.07%